Self-Regulation Committee
Under the Financial Instruments and Exchange Act of Japan, in order to ensure the independence of self-regulation sections, a financial instruments exchange may separately establish a Self-Regulation Organization or establish a Self-Regulation Committee composed of its board members.
OSE established the Self-Regulation Committee to ensure the independence of the self-regulation departments by delegating the Self-Regulation Committee to determine the matters concerning the self-regulation related services.
The majority of the members of the Self-Regulation Committee are outside directors. For efficiency, OSE established consultative committees, such as the Listing Committee and the Disciplinary Committee, and assigned a Secretary to the Self-Regulation Committee.
